LETTERS TO THE EDITOR

Modification of a sigmoidal equation for the pulmonary pressure-volume curve for asymmetric data

To the Editor: A sigmoidal equation to characterize the pulmonary pressure-volume (P-V) curve has been proposed by Venegas and coworkers (3) and is widely used for computerized analysis of P-V curves. It is based on a mathematical model introduced by Paiva et al. (1), amended to fit the entire curve even below functional residual capacity (FRC). The equation

1
where a represents lower asymptotic volume, b the upper asymptotic volume or vital capacity, c the pressure at the point of highest compliance (“true” inflection point of the sigmoidal curve), and d an adjustment parameter, provides a close proximity between observed and calculated P-V relations by using the Levenberg-Marquardt fitting procedure. This function is symmetrical with respect to the inflection point, but there is no physiological reason justifying the symmetry, prompting Venegas et al. to further develop the model so that it could be applied to asymmetric data as the product of a normal distribution-based recruitment function [R(P)]
2
times a function representing the compliant properties of the already-recruited lung above FRC, such as the one described by Salazar and Knowles (2)
3
with A corresponding to total lung capacity (TLC) and parameters B and k reflecting the elastic stiffness of the lung. Venegas et al. (3) concluded that this would result in the following
4

Choosing arbitrary parameters, Venegas et al. presented a simulated model of the shape of the resulting curve. However, the increase from four to five fitting parameters was judged to be disadvantageous.

The following comments have to be made about the mathematical modeling. In Eq. 4, the value of V for P = c is infinite, since the exponent -(P - c)/d will become zero and e0 = 1; therefore, the denominator will be zero, meaning that the function has a singularity at P = c. Using the same arbitrary values (TLC = 1, B = 1, k = 0.1, d = 2.5, and c = 15), we graphed of the function represented by Eq. 4 (see our Fig. 1).

Fig. 1.

Fig. 1.Simulated pressure-volume curves for given equations using the same arbitrary values as in Fig. 7 of the article by Venegas et al. (3). x-Axis, pressure (cmH2O); y-axis, volume (liters).


To be mathematically correct, the denominator of Eq. 4 should read 1 + e[-(P-c)/d] instead of 1 - e[-(P-c)/d], which will never become zero, and thus the graphic of the function would have the same shape as that presented in Fig. 7 of the article by Venegas et al. (3).

Another concern is regarding Eq. 3; the original equation by Salazar and Knowles (2) was expressed as

5
with V0 being the maximum lung volume, which is equal to a + b observed in Eq. 1. Therefore, if we substitute Eq. 5 for Eq. 3 into the corrected Eq. 4, we get
6
with only four fitting parameters.

When we use the same arbitrary values for V0 = 1, k = 0.1, c = 15, and d = 2.5 in Eq. 6, we obtain a function whose graphic is also plotted in Fig. 1, which can also be compared with the graphic from Eq. 1, with a = 0, b = 1, c = 15, and d = 2.5.

Another point that needs clarification is the concept of convergence used to show that, in the upper limit of pressures, where e-(P-c)/d <<1, Eq. 1 converges to Eq. 3 with A = a + b, B = bec/d, and k = d, since convergence is strictly related with the definition of limit.

Considering the fact that 0 < e-(P-c)/d < 1 for P > c and that e-(P-c)/d converges to zero when P takes higher values, Eq. 1 will converge toward the horizontal upper asymptote a + b.

Equation 3 has similar asymptotic behavior, within the same range of pressure values, and this function will also have a horizontal upper asymptote A; thus A = a + b.

In Eq. 3, parameter B must always be positive and its value will influence the shape of the curve V = -e-kP before suffering a vertical translation associated to the , and k is a measure of adjustment. The same kind of geometrical transformations also occurs in Eq. 1.

With this kind of consideration, it is understandable that a correspondence exists between Eq. 1 and Eq. 3. The authors have shown that Eq. 1 and Eq. 3 have the same asymptotic behavior, but the way the parameters B and k were derived still remains unclear.

Equation 6 represents the correct mathematical model; however, it neither proves the underlying assumptions nor the physiologic correctness. These steps have yet to be done in future investigations.

References

  • 1 Paiva M, Yernault JC, van Eerdeweghe P, and Englert M. A sigmoid model of the static volume-pressure curve of human lung. Respir Physiol 23: 317-323, 1964.
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  • 2 Salazar E and Knowles JH. An analysis of pressure-volume characteristics of the lungs. J Appl Physiol 19: 97-104, 1964.
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  • 3 Venegas JG, Harris RS, and Simon BA. A comprehensive equation for the pulmonary pressure-volume curve. J Appl Physiol 84: 389-395, 1998.
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japJ Appl PhysiolJournal of Applied PhysiologyJ Appl Physiol8750-75871522-1601American Physiological Society
REPLYJose G. Venegas, Department of Anesthesia and Critical Care Department of Medicine Massachusetts General Hospital Harvard Medical School Boston, Massachusetts 02114R. Scott Harris, and Department of Medicine Massachusetts General Hospital Harvard Medical School Boston, Massachusetts 02114Brett A. SimonDepartment of Anesthesia and Critical Care Johns Hopkins University Baltimore, Maryland 21287112003

To the Editor: We appreciate the letter from Dr. Henzler and colleagues in which they point out a typographic error in the modified sigmoidal equation to allow for fitting of asymmetric data sets. By following the algebra postulated in the paper, it can be shown that the sign in front of the exponential term of the denominator of Eq. 4 should have been positive instead of negative. The authors also point out that, by using the original equation by Salazar and Knowles, which includes a single parameter V0 instead of our two parameters A and B, an alternative expression is made with only four parameters compared with our five. We contemplated that alternative but rejected it because it implies the condition that the volume of the respiratory system at atmospheric airway pressure is zero and thus does not allow for positive values of FRC. Using the model with parameters A and B allows for variations of FRC between different P-V curves, such as in comparisons between inspiratory and expiratory maneuvers where the end-expiration volume may be larger than the initial volume of the lung. Granted, in some special conditions, this equation may provide a better fit to experimental data, but that still remains to be tested.

We agree with their clarification of the convergence of Eqs. 1 and 3 at high values of pressure.